Ross Pazzol
CFTC Issues No-Action Letter Regarding Use of Security-Based Swaps in Initial Margin Calculations for Uncleared Swaps
Corporate & Financial Weekly Digest ·
CFTC Issues Final Response To Remand Order in SIFMA v. CFTC
Corporate & Financial Weekly Digest ·
CPMI and IOSCO Publish Report on CCP Resiliency Planning
Corporate & Financial Weekly Digest ·
FINRA Requests Comments on Proposed Gift, Gratuities and Non-Cash Compensation Rule Amendments
Corporate & Financial Weekly Digest ·
FINRA Proposes To Require Members To Report Transactions in US Treasury Securities to TRACE
Corporate & Financial Weekly Digest ·