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SEC Proposes ESG Reporting and Disclosure Requirements for Private Fund Advisers

June 13, 2022

SEC Reopens Comment Period for Proposed Private Fund Adviser Rules

May 10, 2022

The Bottom Line of the SEC Proposed Private Fund Rules

May 3, 2022

SEC Division of Examinations Announces 2022 Examination Priorities

April 8, 2022

SEC Proposes Advisers Act Reforms Focusing on Private Fund Investor Protections

February 17, 2022

SEC Chair Gensler Signals SEC Policies for Private Funds

November 16, 2021

SEC Increases Advisers Act Qualified Client Thresholds

June 22, 2021

SEC Division of Examinations Announces its Examination Priorities for 2021

March 16, 2021

SEC Division of Examinations Releases Risk Alert for Digital Asset Securities

March 6, 2021

SEC Revises Marketing Rule for Registered Investment Advisers

February 9, 2021

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Robert E. Plaze

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