
Sarah Razaq Sallis
Professional Bio
Leveraging her experience in the Financial Industry Regulatory Authority’s (FINRA’s) Department of Member Regulation and more than a decade in private practice at global firms, Sarah helps clients confidently navigate securities regulations and implement compliance strategies aligned with their business models.
Federal Reserve Proposes Framework for Bank-Issued Payment Stablecoins Under the GENIUS Act
Government Enforcement, Compliance & Investigations Report ·
Third Circuit Retires a Three-Decade-Old Materiality Shortcut in Securities Fraud Suits
Government Enforcement, Compliance & Investigations Report ·
Heartland Conference Previews DOJ, State AG, and Regulatory Enforcement Priorities for 2026–27
Government Enforcement, Compliance & Investigations Report ·
New Rules, New Risks: Securities and Commodities Enforcement Update
Government Enforcement, Compliance & Investigations Report ·
SEC Charges Former Executives of Subprime Auto Lender Over Alleged $1.9 Billion ABS Fraud
Government Enforcement, Compliance & Investigations Report ·