Steven Dorcelien

Latest Articles

Jay Baris, an editor of the BD/IA Regulator, recently published “Still Spry at 75: Reflections on the Investment Company Act and the Investment Advisers Act” in the July issue of Investment Lawyer: Covering Legal and Regulatory Issues of Asset Management. This article reflects on the 75th anniversary of the enactment of two of the crowning legislative achievements of the last century: the Investment Company Act of 1940 (Investment Company Act) and the Investment Advisers Act of 1940…
Social media is transforming the way companies interact with consumers. Learn how to make the most of these online opportunities while minimizing your company’s risk at Practicing Law Institute’s (PLI) 2015 Social Media conference, chaired by Socially Aware editor John Delaney. This year’s program features speakers from American Express, BuzzFeed, Dell, and Foursquare. There will also be a “Meet the Regulators” panel discussion featuring representatives from FINRA, the FTC, and the New York State Attorney General’s Office. And the conference will…