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CFTC Extends No-Action Relief to SEFs From Certain Audit Trail Requirements Related to Post-Execution Allocation Information

November 20, 2020

CFTC Unanimously Approves Final Rule for Granting Exemptions From DCO Registration

November 20, 2020

CFTC Unanimously Approves Final Rule Amending SEF Requirements

November 20, 2020

CFTC Unanimously Approves Amendments to Form CPO-PQR

October 9, 2020

CFTC and the Office of Financial Research Sign Memorandum of Understanding to Allow Information Sharing

October 9, 2020

NFA Issues Notice on Effective Dates of Amendments to Code of Arbitration and Member Arbitration Rules

October 9, 2020

NFA Issues Notice on Expiration of Temporary Relief from Fingerprinting Requirements

October 9, 2020

CFTC Announces Open Commission Meeting to Consider Final Rules on Margin Requirements for Uncleared Swaps, Registration Exemptions for Foreign Intermediaries and Derivative Position Limits

October 9, 2020

CFTC Announces Technology Advisory Committee Meeting

July 10, 2020

CFTC Announces Market Risk Advisory Committee Meeting

July 10, 2020

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