Stanley V. Polit
NFA Updates Self-Examination Questionnaire
Corporate & Financial Weekly Digest ·
FINRA Issues Notice Regarding SEC’s Approval of New NMS Stock Recording and Reporting Requirements Rule
Corporate & Financial Weekly Digest ·
FINRA Requests Comments on Proposed Gift, Gratuities and Non-Cash Compensation Rule Amendments
Corporate & Financial Weekly Digest ·
FINRA Issues Notice Reminding Member Firms of “Time of Execution” Reporting
Corporate & Financial Weekly Digest ·
CFTC Extends DTCC-SWIFT’s LEI Provider Designation
Corporate & Financial Weekly Digest ·