Stanley V. Polit

ID: 1b830a73-2619-30fb-68c4

/

Unclaimed

/

Organization: Katten Muchin Rosenman

CFTC Issues No-Action Letters and Guidance Regarding the Ownership and Control Final Rule

Corporate & Financial Weekly Digest · April 15, 2016

NFA Issues Notice Regarding the Approval Process for New Margin Models Used by Covered Swap Entities

Corporate & Financial Weekly Digest · April 15, 2016

FINRA Proposes Amendment to Transactions in Exchange-Traded Managed Fund Shares Rule

Corporate & Financial Weekly Digest · April 1, 2016

CFTC Approves Final Rule Eliminating Certain Reporting and Recordkeeping Requirements for Trade Option End-Users

Corporate & Financial Weekly Digest · March 18, 2016

NFA Issues Notice Regarding Cybersecurity Self-Examination Questionnaire

Corporate & Financial Weekly Digest · March 4, 2016