Stephen Dollar (US)

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Steve Dollar a Partner in the New York Office of Norton Rose Fulbright. and is is the US Head of the Banks International Business Group. His practice covers all aspects of complex disputes, including litigation and regulatory investigations on a nationwide basis.

Latest Articles

On Wednesday, February 21, 2018, the Supreme Court resolved a circuit split by unanimously holding that an employee must report suspected securities law violations to the SEC in order to qualify as a whistleblower entitled to protection from retaliation under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”).  Dodd Frank’s anti-retaliation protections do not extend to employees who only report such concerns internally to their employer. In 2010, Congress passed Dodd-Frank,…
Today, the Department of Labor (“DOL”) published its much anticipated and highly controversial Conflict of Interest Rule regarding imposition of a fiduciary standard on advisors providing recommendations for retirement accounts.  Norton Rose Fulbright previously reviewed industry criticism of the anticipated rule as well as measures firms were already taking in anticipation of the rule, including changes to product offerings and fee structures, setting stricter asset requirements for customers, or exiting the broker-dealer space altogether. In…