Susan Light

ID: 1b830a4e-2619-30fb-68c4

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Unclaimed

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Organization: Katten Muchin Rosenman

Commissioner Peirce Dissents from SEC’s Rejection of Bitcoin-Based ETF

Corporate & Financial Weekly Digest · February 28, 2020

SEC Proposes to Modernize Infrastructure for NMS Securities Market Data

Corporate & Financial Weekly Digest · February 21, 2020

FINRA Requests Comment on Enhancements to the Continuing Education Program for Securities Industry Professionals

Corporate & Financial Weekly Digest · February 21, 2020

FINRA Issues Investor Alert Regarding Required Minimum Distributions

Corporate & Financial Weekly Digest · February 14, 2020

FINRA Requests Comments on Proposed Amendments to CAB Rules

Corporate & Financial Weekly Digest · February 14, 2020