SEC Enforcement’s 2020 Annual Report Reflects Shifting Priorities for Fund Managers: Four Key Takeaways

November 4, 2020

SEC Announces 2020 National Compliance Outreach Seminar for Investment Companies and Investment Advisers

October 29, 2020

Asserting Reliance on Compliance Consultants as a Defense: Admissibility and Effectiveness

October 15, 2020

Cybersecurity: A Guide to Preparing for and Responding to a Breach

September 16, 2020

Private Equity and Cybersecurity: A Guide to Preparing for and Responding to a Breach

September 15, 2020

Poison Pills In the Wake of COVID-19: A Refresher on Terms and Variations of Shareholder Rights Plans

August 31, 2020

Private Equity Adviser Settles with SEC for Misallocation of Internal Expenses Relating to “Third-Party Tasks”

August 13, 2020

SEC Cracks Down on Retirement Fund Advisers’ Undisclosed Compensation and Conflicts

August 11, 2020

SEC Releases Risk Alert Identifying Common Private Equity and Hedge Fund Compliance Deficiencies

July 1, 2020

Privacy in the Time of Pandemic: COVID-19 Provides Opportunity to Revisit Regulation S-P Privacy Policies

June 30, 2020