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Financial Regulators Focus on Preservation of Ephemeral Messaging

SEC Charges Public Company Executives with Insider Trading Despite Trading Through Purported Rule 10b5-1 Trading Plans

Florida District Court Permits the SEC to Pay Disgorgement to the US Treasury Where Victims of the Fraud Could not be Identified

SEC Expands and Renames Cyber Unit to “Crypto Assets and Cyber Unit”

The PCAOB Brings First Failure-To-Supervise Case

SEC Settles Municipal Bond Fraud Case Against Texas School District and Former CFO, and Suspends External Auditor

SEC Complaint Upheld in Rare – But Not Unprecedented – Shadow Trading Case

SEC’s Fort Worth Regional Office Investigating Underwriter Disclosures on Environmental, Social, and Governance Issues
