Supreme Court Affirms SEC’s Authority to Obtain Disgorgement, But Recognizes Limits on Such Relief

June 25, 2020

Don’t Cry (or Lie) Over Skim Milk: SEC Charges Ron Swanson with Securities Fraud

May 14, 2020

Steven Seagal is not “Above the Law” in Crypto Scalping Case

February 27, 2020

Fifth Circuit Overturns Receiver’s Settlement Barring Third-Party Claims Against Stanford Financial Insurers

June 25, 2019

Audit Firm to Pay $50 Million Penalty for Using Information Pilfered From PCAOB

June 18, 2019

Freight Company Charged with Truckload of Accounting Fraud

April 26, 2019

Janus Meets Its Maker: The Supreme Court Expands Primary Liability in Lorenzo v. SEC

April 8, 2019

529 Problems, but FINRA Ain’t One

February 18, 2019

Attorney Responsible for Insider-Trading Compliance Faces Charges of…Insider Trading

February 18, 2019

Cybersecurity: Don’t Become a Different Kind of Victim

January 16, 2019