Timothy K. Halloran

ID: 1b826c4b-2619-30fb-68c4

Claimed Record

Organization: Bradley Arant Boult Cummings LLP

Professional Bio

Tim Halloran helps clients with government investigations, internal investigations, and complex litigation. He has particular experience with cases, investigations, and compliance challenges involving securities law issues.

SEC Settles with Broker-Dealer for Policy and Procedure Violations But Walks Away From Fraud Claims

Eye on Enforcement · December 8, 2025

Second Circuit Opinion Highlights Need for Public Companies to Revisit Risk Disclosures

Eye on Enforcement · September 29, 2025

SEC Charges Public Company and Executive with Disclosure Fraud

Eye on Enforcement · September 16, 2025

SEC Targets Broker-Dealers for Reg BI Violations

Eye on Enforcement · August 20, 2025

SEC Enforcement in the Second Quarter of 2025

Eye on Enforcement · July 15, 2025

Practice Areas

Government and Public Policy

Jurisdictions

North America

United States