Thompson Hine LLP

ID: 1b838a7c-2619-30fb-68c4

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Claimed Record

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Organization: Thompson Hine LLP

Building Your Clients’ Portfolios – EXAMS Highlights Concerns for Mutual Funds and ETFs

Source Code · April 14, 2021

Valuation and Fee Assessment – What Your Compliance Program Needs to Have

Investment Management Regulatory Update · March 22, 2021

Valuation and Fee Assessment – What Your Compliance Program Needs to Have

Source Code · March 22, 2021

Posting or Paying for a Review – SEC Changes Game for Testimonials and Solicitors

Investment Management Regulatory Update · February 24, 2021

Posting or Paying for a Review – SEC Changes Game for Testimonials and Solicitors

Source Code · February 24, 2021

Practice Areas

Corporate Governance and Compliance

Technology and AI

Jurisdictions