Timothy D. Kertland
FINRA Postpones Implementation of Mandatory Margin for Covered Agency Transactions
Corporate & Financial Weekly Digest ·
SEC Issues No-Action Letter Regarding Institutional Family Offices
Corporate & Financial Weekly Digest ·
CFTC and Italy’s CONSOB Sign MOU for Supervision of Cross-Border Firms
Corporate & Financial Weekly Digest ·
CFTC Extends Timing Requirements for Certain SEF Year-End Reports
Corporate & Financial Weekly Digest ·
CFTC to Hold an Open Commission Meeting on December 8
Corporate & Financial Weekly Digest ·