Tunde Fasoyiro (UK)

Photo of Tunde Fasoyiro (UK)

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Our governance and conduct video series sees our Regulatory Compliance Consulting team explore some of the key areas firms must consider to ensure effective and efficient governance and control frameworks. In the latest video, Christian Blackwell and Tunde Fasoyiro discuss the ways that firms can measure effective conduct. You can watch the video here. We will be publishing videos on a regular basis, so please keep an eye on our video page. For more information…
When the FCA published its Mission 2017 it committed itself to being more open and transparent about how it regulates and why it makes the decisions in the manner that it does. As part of this the FCA committed itself to publishing a range of documents that explain its approach to regulation in more depth. The FCA has now published: Our Future Approach to Consumers. This document explores the FCA’s approach to regulating for retail…
In January 2017, the FCA sent a questionnaire to 22 wholesale banks asking information about their compliance function. The exercise was designed to give the FCA greater insight into the changes in the function over the past few years and where further challenges remain. The questionnaire contained 27 questions about the compliance function covering the following topics: role and strategy; strategy and planning; compliance monitoring; technology; support and challenge; and personnel. The FCA has now…
The FCA has published a guide to completing the application process to cancel a firm’s authorisation under Part 4A of the Financial Services and Markets Act 2000. The guide is designed to assist firms to complete an application to cancel all permissions and cease regulatory activity. The FCA states that the guide is not a checklist of what firms have to do and advises firms to check the sections of the Handbook that are relevant…
The FCA has published the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017: MLR individual form together with explanatory notes. The FCA has also updated its money laundering registration webpage for those firms that need to register with it as an ‘Annex I financial institution’ under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLRs 2017). The MLR individual form is critically…