Second Circuit: Criminal Fraud Statutes Do Not Require Prosecutors to Show that Tippers in Insider-Trading Cases Received a “Personal Benefit” January 13, 2020
SDNY Judge Finds Government “Outsourcing” of Investigation to External Counsel Runs Afoul of Fifth Amendment May 7, 2019
Supreme Court Finds Rule 10b-5’s “Scheme Liability” Provisions Reach Use of False Statement April 1, 2019
District Court Rules That Where Bids Have an Underlying Legitimate Economic Rationale, Intent to Affect Prices Is Insufficient to Establish Market Manipulation December 6, 2018