SEC Continues Focus on Broker-Dealer Anti-Money Laundering Compliance

April 14, 2021

Digital Dollars / Central Bank Digital Currencies

March 17, 2021

SEC Takes No-Action Position on Custody of Digital Asset Securities by Special Purpose Broker-Dealers

January 14, 2021

The Road Ahead for Financial Regulatory Reform in a Time of Democrats in Control

January 13, 2021

Financial Services Regulatory Reform in the Biden Administration: Key Areas of Focus

November 13, 2020

Davis Polk Client Memo: Financial Services Regulatory Reform in the Biden Administration – Key Areas of Focus

November 9, 2020

CFTC Withdraws Reg AT Proposal; Proposes Principles-Based Electronic Trading Risk Framework for DCMs

July 1, 2020

SEC Issues Order Requiring Changes to NMS Plan Governance

May 11, 2020

SEC Proposes Changes to Market Data Infrastructure

April 2, 2020

CFTC Adopts Final Interpretation on the Actual Delivery Exception for Leveraged Retail Virtual Currency Transactions

March 27, 2020