CFTC Withdraws Reg AT Proposal; Proposes Principles-Based Electronic Trading Risk Framework for DCMs

July 1, 2020

SEC Issues Order Requiring Changes to NMS Plan Governance

May 11, 2020

SEC Proposes Changes to Market Data Infrastructure

April 2, 2020

CFTC Adopts Final Interpretation on the Actual Delivery Exception for Leveraged Retail Virtual Currency Transactions

March 27, 2020

CFTC Issues COVID-19 Related Relief for Futures and Swap Market Participants

March 17, 2020

CFTC Issues COVID-19 Related Relief for Futures and Swap Market Participants

March 17, 2020

Visual Memo: CFTC Proposes Amendments to Cross-Border Rules

February 20, 2020

Visual Memorandum: SEC’s Security-Based Swap Capital, Margin and Segregation Rules

July 12, 2019

Davis Polk Client Memorandum: SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions

July 12, 2019

Davis Polk Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations

June 21, 2019