Zachary Baum

ID: 1b834bcf-2619-30fb-68c4

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Claimed Record

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Organization: Cleary Gottlieb Steen & Hamilton LLP

Lessons from the SEC Office of Compliance Inspections and Examinations’ 2019 Priorities

Cleary Enforcement Watch · January 2, 2019

OCIE Risk Alert Focuses on “Best Execution” and Investment Advisers

Cleary Enforcement Watch · July 25, 2018

Lessons for Broker-Dealers and Investment Advisers from the SEC Office of Compliance Inspections and Examinations 2018 Priorities

Cleary Enforcement Watch · February 23, 2018

Practice Areas

Privacy and Cybersecurity

Business and Commercial

Jurisdictions