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Case

Lucia v. SEC

41 published works

  1. Government Contracts Legal Forum

    Next Stop, Supreme Court? Eleventh Circuit Upholds the Constitutionality of the FCA’s Qui Tam Provisions

    By Lyndsay Gorton, Brian Tully McLaughlin, Alexandra Brooks, Amanda McDowell, William Tucker

    On September 1, 2026, the Eleventh Circuit issued its long-anticipated decision in United States v. Florida Medical Associates, LLC, – F.4th –, 2026 WL 2581886 (11th Cir. Sept. 1, 2026) (the “Zafirov appeal”) overturning the district court and holding…

  2. Whistleblower Law Collaborative Blog and News

    Eleventh Circuit Upholds Constitutionality of False Claims Act

    By Kelly Shivery

    On September 1, 2026, the U.S. Court of Appeals for the Eleventh Circuit issued an Opinion upholding the constitutionality of the False Claims Act.  Specifically, in United States ex rel.…

  3. The CLS Blue Sky Blog

    FINRA Faces Uphill Battle in Case Challenging Its Enforcement Authority

    By James Fallows Tierney, Benjamin P. Edwards

    FINRA, the self-regulatory organization (SRO) responsible for overseeing broker-dealers in securities markets, now faces constitutional scrutiny about its structure, enforcement proceedings, and sanctions. In July, Judge Justin R. Walker of…

  4. The CLS Blue Sky Blog

    Skadden Discusses Scotus Endorsement of Early Challenge to Agency Proceedings

    By Publisher

    The Supreme Court has made it easier to challenge the constitutionality of administrative tribunals housed at federal agencies. On April 14, 2023, the Court unanimously held in Axon Enterprise, Inc. v.…

  5. The CLS Blue Sky Blog

    Sullivan & Cromwell Discusses Recent Rulings’ Effects on SEC Use of Administrative Forum

    By Sullivan And Cromwell

    Two cases—one recently accepted for review by the Supreme Court, and another recently decided by the Court of Appeals for the Fifth Circuit—could change the manner in which the SEC…

  6. The Securities Law Blog

    SEC’s ALJ Problems…Again

    By Mark Astarita

    Readers will recall my exploits with the SEC's ALJ system a few years back, where my client, and others, were forced into that system rather than federal court, lost at…

  7. Securities Law Prof Blog

    New Securities Law Articles in Print

    By Eric C. Chaffee

    The following law review articles relating to securities regulation are now available in paper format:Charlotte S. Alexander & Nicole G. Iannarone, Winning, Defined? Text-Mining Arbitration Decisions, 42 Cardozo L. Rev.…

  8. Consumer Finance Monitor

    Federal court rules constitutional challenge did not allow stay of CFPB order requiring payment of restitution and civil money penalties

    By Ballard CFS Group

    Despite the pendency in the Tenth Circuit of a constitutional challenge to a CFPB administrative order that requires a lender and its CEO to pay restitution and civil money penalties,…

  9. Patents Post-Grant

    PTAB Appointments Clause Debate: SCOTUS Preview

    By Scott McKeown, Scott McKeown Wolf Greenfield

    Federal Government Seeks Cert on Appointments Clause & Forfeiture Issues On June 25th, the federal government filed a petition (here) for certiorari asking the Supreme Court to review the CAFC’s…

  10. Medicaid & Medicare: A Legal Blog

    Are ALJ Appointed Properly, per the Constitution?

    By Knicole Emanuel

    A sneaky and under-publicized matter, which will affect every one of you reading this, slid into common law last year with a very recent case, dated Jan. 9, 2020, upholding…