LEX-WK-0C32PVJHcrawled 2021-12-08 16:02Z
FINRA (and selected SEC) regulatory matters at a glance: What compliance officers need to know
Glen Barrentine (US) · Global Regulation Tomorrow · Published December 8, 2021
Work details
- author
- Glen Barrentine (US)
- firm or organization
- Norton Rose Fulbright
- publication
- Global Regulation Tomorrow
- practice area
- Banking, Finance and Securities
- published
- 2021-12-08
Citation
Glen Barrentine (US), FINRA (and selected SEC) regulatory matters at a glance: What compliance officers need to know, Global Regulation Tomorrow (December 8, 2021) [The Library at LexBlog, LEX-WK-0C32PVJH, lexpid.org/0C32PVJH]