Skip to main content
lexblog.com/lib/104HV7VPviewrecordjson
{
    "@context": "https://schema.org",
    "@type": "Article",
    "headline": "OCIE Issues Risk Alert on Common Deficiencies Observed in Adviser Compliance Programs",
    "url": "https://www.lexblog.com/2020/12/14/ocie-issues-risk-alert-on-common-deficiencies-observed-in-adviser-compliance-programs/",
    "identifier": {
        "@type": "PropertyValue",
        "name": "LexBlog Library record",
        "value": "LEX-WK-104HV7VP",
        "url": "https://www.lexblog.com/lib/104HV7VP/"
    },
    "datePublished": "2020-12-14T13:35:35-05:00",
    "dateModified": "2021-03-04T14:52:40-05:00",
    "author": {
        "@type": "Person",
        "name": "Anthony M. Drenzek, Robert Leonard, Michael Mavrides, Robert E. Plaze"
    },
    "sourceOrganization": {
        "@type": "Organization",
        "name": "Proskauer Rose LLP"
    },
    "organizationScope": "at-publication",
    "isPartOf": "The Capital Commitment",
    "about": "Banking, Finance and Securities",
    "sourceUrl": "https://www.privateequitylitigation.com/?p=2415",
    "sourceStability": "may-move"
}