LEX-WK-38EJWA9Ycrawled 2021-03-04 15:18Z
SEC Announces Settlement with Adviser Found to Have Acted as an Unregistered Broker
Anthony M. Drenzek · Timothy W. Mungovan · Sean J. Hill · Michael R. Hackett · The Capital Commitment · Published June 9, 2016
Work details
- firm or organization
- Proskauer Rose LLP
- publication
- The Capital Commitment
- practice area
- Banking, Finance and Securities
- published
- 2016-06-09
Citation
Anthony M. Drenzek, Timothy W. Mungovan, Sean J. Hill, Michael R. Hackett, SEC Announces Settlement with Adviser Found to Have Acted as an Unregistered Broker, The Capital Commitment (June 9, 2016) [The Library at LexBlog, LEX-WK-38EJWA9Y, lexpid.org/38EJWA9Y]