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FINRA 2.0: FINRA Releases Its 2020 Risk Monitoring and Examination Priorities

Cheryl Haas · Molly M. White · Piper McCormick · Consumer FinSights · Published January 14, 2020

Work details

firm or organization
McGuireWoods LLP
published
2020-01-14

Citation

Cheryl Haas, Molly M. White, Piper McCormick, FINRA 2.0: FINRA Releases Its 2020 Risk Monitoring and Examination Priorities, Consumer FinSights (January 14, 2020) [The Library at LexBlog, LEX-WK-4P38VS92, lexpid.org/4P38VS92]