LEX-WK-5R4PSEJ7crawled 2022-01-13 18:04Z
FINRA (and selected SEC) regulatory matters at a glance: What compliance officers need to know
Glen Barrentine (US) · Global Regulation Tomorrow · Published January 13, 2022
Work details
- author
- Glen Barrentine (US)
- firm or organization
- Norton Rose Fulbright
- publication
- Global Regulation Tomorrow
- practice area
- Banking, Finance and Securities
- published
- 2022-01-13
Citation
Glen Barrentine (US), FINRA (and selected SEC) regulatory matters at a glance: What compliance officers need to know, Global Regulation Tomorrow (January 13, 2022) [The Library at LexBlog, LEX-WK-5R4PSEJ7, lexpid.org/5R4PSEJ7]