LEX-WK-874363CXcrawled 2024-08-26 17:12Z
Latest Round of SEC “Off-Channel” Communications Settlements Highlights Risks for Investment Advisers and Benefits of Self-Reporting
Michael Gilbert · Kate Rumsey · Christopher Bosch · White Collar & Government Enforcement Blog · Published August 26, 2024
Work details
- author
- Michael Gilbert · Kate Rumsey · Christopher Bosch
- firm or organization
- Sheppard, Mullin, Richter & Hampton LLP
- publication
- White Collar & Government Enforcement Blog
- practice area
- Banking, Finance and Securities
- published
- 2024-08-26
Citation
Michael Gilbert, Kate Rumsey, Christopher Bosch, Latest Round of SEC “Off-Channel” Communications Settlements Highlights Risks for Investment Advisers and Benefits of Self-Reporting, White Collar & Government Enforcement Blog (August 26, 2024) [The Library at LexBlog, LEX-WK-874363CX, lexpid.org/874363CX]