LEX-WK-874KTKBXcrawled 2023-08-23 12:47Z
Second Circuit Rules That Derivatives Counterparty Is Not A “Customer” of Broker-Dealer Under FINRA Rules
Brian Friedman · Harry Frischer · Philip Arnold · Corporate Defense and Disputes · Published October 20, 2014
Work details
- author
- Brian Friedman · Harry Frischer · Philip Arnold
- firm or organization
- Proskauer Rose LLP
- publication
- Corporate Defense and Disputes
- practice area
- Banking, Finance and Securities
- published
- 2014-10-20
Citation
Brian Friedman, Harry Frischer, Philip Arnold, Second Circuit Rules That Derivatives Counterparty Is Not A “Customer” of Broker-Dealer Under FINRA Rules, Corporate Defense and Disputes (October 20, 2014) [The Library at LexBlog, LEX-WK-874KTKBX, lexpid.org/874KTKBX]