LEX-WK-H3H4EYBRcrawled 2021-01-02 22:04Z
SEC continues to allow broker-dealers to rely on investment advisers for customer KYC requirements
Kathleen Scott (US) · Global Regulation Tomorrow · Published January 2, 2021
Work details
- author
- Kathleen Scott (US)
- firm or organization
- Norton Rose Fulbright
- publication
- Global Regulation Tomorrow
- practice area
- Banking, Finance and Securities · Privacy and Cybersecurity
- published
- 2021-01-02
Citation
Kathleen Scott (US), SEC continues to allow broker-dealers to rely on investment advisers for customer KYC requirements, Global Regulation Tomorrow (January 2, 2021) [The Library at LexBlog, LEX-WK-H3H4EYBR, lexpid.org/H3H4EYBR]