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LEX-WK-JMJD966Vcrawled 2025-07-15 07:33Z

FINRA’s Important Reminder to Firms—Don’t Forget to Supervise Third-Party Vendors

Cheryl Haas · Alexander Madrid · Aline McCullough · Subject to Inquiry · Published August 24, 2021

Work details

firm or organization
McGuireWoods LLP
published
2021-08-24

Citation

Cheryl Haas, Alexander Madrid, Aline McCullough, FINRA’s Important Reminder to Firms—Don’t Forget to Supervise Third-Party Vendors, Subject to Inquiry (August 24, 2021) [The Library at LexBlog, LEX-WK-JMJD966V, lexpid.org/JMJD966V]