LEX-WK-JP7MNX4Wcrawled 2018-07-30 09:02Z
SEC Proposes New Best Interest Standard for Broker-Dealers and “Clarification” of Existing Fiduciary Standard for Investment Advisers
Robin M. Bergen · Carl F. Emigholz · Arthur H. Kohn · Colin D. Lloyd · Alex Janghorbani · Cleary Enforcement Watch · Published May 2, 2018
Work details
- firm or organization
- Cleary Gottlieb Steen & Hamilton LLP
- publication
- Cleary Enforcement Watch
- practice area
- Banking, Finance and Securities
- published
- 2018-05-02
Citation
Robin M. Bergen, Carl F. Emigholz, Arthur H. Kohn, Colin D. Lloyd, Alex Janghorbani, SEC Proposes New Best Interest Standard for Broker-Dealers and “Clarification” of Existing Fiduciary Standard for Investment Advisers, Cleary Enforcement Watch (May 2, 2018) [The Library at LexBlog, LEX-WK-JP7MNX4W, lexpid.org/JP7MNX4W]