LEX-WK-M00WHE2Dcrawled 2024-08-27 09:09Z
Latest Round of SEC “Off-Channel” Communications Settlements Highlights Risks for Investment Advisers and Benefits of Self-Reporting
Michael Gilbert · Kate Rumsey · Christopher Bosch · Corporate & Securities Law Blog · Published August 27, 2024
Work details
- author
- Michael Gilbert · Kate Rumsey · Christopher Bosch
- firm or organization
- Sheppard, Mullin, Richter & Hampton LLP
- publication
- Corporate & Securities Law Blog
- practice area
- Banking, Finance and Securities · Privacy and Cybersecurity
- published
- 2024-08-27
Citation
Michael Gilbert, Kate Rumsey, Christopher Bosch, Latest Round of SEC “Off-Channel” Communications Settlements Highlights Risks for Investment Advisers and Benefits of Self-Reporting, Corporate & Securities Law Blog (August 27, 2024) [The Library at LexBlog, LEX-WK-M00WHE2D, lexpid.org/M00WHE2D]