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FINRA’s 2016 Examination Priorities Identifies New Initiatives on Market Integrity and Firm Culture and Further Concern on Supervision and Controls
Brian Friedman · Harry Frischer · James Unger · Corporate Defense and Disputes · Published January 8, 2016
Work details
- author
- Brian Friedman · Harry Frischer · James Unger
- firm or organization
- Proskauer Rose LLP
- publication
- Corporate Defense and Disputes
- practice area
- Banking, Finance and Securities
- published
- 2016-01-08
Citation
Brian Friedman, Harry Frischer, James Unger, FINRA’s 2016 Examination Priorities Identifies New Initiatives on Market Integrity and Firm Culture and Further Concern on Supervision and Controls, Corporate Defense and Disputes (January 8, 2016) [The Library at LexBlog, LEX-WK-N8JF0CH4, lexpid.org/N8JF0CH4]