LEX-WK-NBBSJA00crawled 2023-08-23 12:16Z
Ketchum Clarifies How FINRA Will Assess a Firm’s Culture of Compliance
Harry Frischer · Corporate Defense and Disputes · Published April 18, 2016
Work details
- author
- Harry Frischer
- firm or organization
- Proskauer Rose LLP
- publication
- Corporate Defense and Disputes
- practice area
- Banking, Finance and Securities
- published
- 2016-04-18
Citation
Harry Frischer, Ketchum Clarifies How FINRA Will Assess a Firm’s Culture of Compliance, Corporate Defense and Disputes (April 18, 2016) [The Library at LexBlog, LEX-WK-NBBSJA00, lexpid.org/NBBSJA00]