{
"@context": "https://schema.org",
"@type": "Article",
"headline": "FINRA Sweep Letter: Concentrations in Non-Principal Protected “Worst-of” Structured Notes",
"url": "https://www.lexblog.com/2026/05/31/finra-sweep-letter-concentrations-in-non-principal-protected-worst-of-structured-notes/",
"identifier": {
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"datePublished": "2026-05-31T14:09:29-04:00",
"dateModified": "2026-05-31T14:09:53-04:00",
"author": {
"@type": "Person",
"name": "Steffen Hemmerich, Marla Matusic, Anna T. Pinedo"
},
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"about": "Banking, Finance and Securities",
"sourceUrl": "https://www.freewritings.law/?p=10450",
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