LEX-WK-PB2JX8TMcrawled 2019-05-13 07:16Z
FINRA Proposes Rules Targeting Firms With History of Misconduct
Robin M. Bergen · Carl F. Emigholz · Phillip L. Hurst · Samuel H. Chang · Cleary Enforcement Watch · Published May 13, 2019
Work details
- firm or organization
- Cleary Gottlieb Steen & Hamilton LLP
- publication
- Cleary Enforcement Watch
- practice area
- Banking, Finance and Securities
- published
- 2019-05-13
Citation
Robin M. Bergen, Carl F. Emigholz, Phillip L. Hurst, Samuel H. Chang, FINRA Proposes Rules Targeting Firms With History of Misconduct, Cleary Enforcement Watch (May 13, 2019) [The Library at LexBlog, LEX-WK-PB2JX8TM, lexpid.org/PB2JX8TM]