LEX-WK-TM65TM9Acrawled 2019-10-03 11:42Z
SEC’s OCIE Affiliate Transaction Risk Alert Highlights Pitfalls in Obtaining Effective Consent
Richard S. Lincer · Robin M. Bergen · Alex Janghorbani · John Lightbourne · Amber V. Phillips · Cleary Enforcement Watch · Published October 3, 2019
Work details
- firm or organization
- Cleary Gottlieb Steen & Hamilton LLP
- publication
- Cleary Enforcement Watch
- practice area
- Banking, Finance and Securities
- published
- 2019-10-03
Citation
Richard S. Lincer, Robin M. Bergen, Alex Janghorbani, John Lightbourne, Amber V. Phillips, SEC’s OCIE Affiliate Transaction Risk Alert Highlights Pitfalls in Obtaining Effective Consent, Cleary Enforcement Watch (October 3, 2019) [The Library at LexBlog, LEX-WK-TM65TM9A, lexpid.org/TM65TM9A]