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SEC Once Again Sanctions The CCO of An Investment Advisory Firm
Harry Frischer · Philip Arnold · Corporate Defense and Disputes · Published November 24, 2015
Work details
- author
- Harry Frischer · Philip Arnold
- firm or organization
- Proskauer Rose LLP
- publication
- Corporate Defense and Disputes
- practice area
- Banking, Finance and Securities
- published
- 2015-11-24
Citation
Harry Frischer, Philip Arnold, SEC Once Again Sanctions The CCO of An Investment Advisory Firm, Corporate Defense and Disputes (November 24, 2015) [The Library at LexBlog, LEX-WK-VQ12HZB3, lexpid.org/VQ12HZB3]