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Broker-Dealer and Investment Adviser Agrees to Settle SEC Enforcement Action Arising From a Data Security Incident

Will R. Daugherty · John Busch · Data Counsel · Published October 18, 2018

Work details

firm or organization
Baker & Hostetler LLP
publication
Data Counsel
published
2018-10-18

Citation

Will R. Daugherty, John Busch, Broker-Dealer and Investment Adviser Agrees to Settle SEC Enforcement Action Arising From a Data Security Incident, Data Counsel (October 18, 2018) [The Library at LexBlog, LEX-WK-YDXEYQY4, lexpid.org/YDXEYQY4]