Published works by Michael Suppappola

Published works

• SEC Proposes Advisers Act Reforms Focusing on Private Fund Investor Protections

  The Capital Commitment · February 17, 2022

  LEX-WK-XZRRYJYH
• SEC Revises Marketing Rule for Registered Investment Advisers

  The Capital Commitment · February 9, 2021

  LEX-WK-A4HHMZPD
• SEC Releases Risk Alert Identifying Common Private Equity and Hedge Fund Compliance Deficiencies

  The Capital Commitment · July 1, 2020

  LEX-WK-EMYXNTHZ
• Private Fund Advisers Must Pay Close Attention to Nuances under Pay-to-Play Restrictions in Light of Upcoming Elections Nationwide

  The Capital Commitment · August 23, 2016

  LEX-WK-9YETXNG7
• SEC Adopts Higher Net Worth Threshold for Qualified Clients under the Advisers Act

  The Capital Commitment · June 23, 2016

  LEX-WK-JTHQ8128
• SEC Action Highlights Importance of Proper Expense Apportionment

  The Capital Commitment · January 4, 2016

  LEX-WK-VV44YXYY
• SEC Charges Private Equity Firm and Four Executives with Failing to Disclose Conflicts of Interest

  The Capital Commitment · November 5, 2015

  LEX-WK-2M1Z9YAK
• SEC Charges Private Equity Firm and Four Executives with Failing to Disclose Conflicts of Interest

  Corporate Defense and Disputes · November 5, 2015

  LEX-WK-QXPBMP3T