Published works by Rachel Edwards

Published works

• SEC Proposes Amendments to Expand Retail Access to Private Markets

  Financial Services Observer · October 14, 2026

  LEX-WK-HC5A82AW
• California DPFI Suspends Implementation, Enforcement of State’s New Investor Law

  Financial Services Observer · March 19, 2026

  LEX-WK-3BSXE893
• SEC Division of Examinations 2026 Priorities

  Financial Services Observer · December 4, 2025

  LEX-WK-TDNPT0RJ
• Path Cleared for Registered Representative-Owned PSEs To Receive Transaction-Based Compensation

  Financial Services Observer · November 25, 2025

  LEX-WK-41JNAHSW
• SEC’s Marketing Rule Updates May Provide Relief for Investment Managers

  Financial Services Observer · March 31, 2025

  LEX-WK-B5VWKPB5