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Published works by Timothy Nagy

LEX-AR-82FD25EG · complete body of work · page 1 of 1 · 17 works

Published works

SEC Division of Examinations Announces 2025 Exam Priorities
Free Writings + Perspectives · November 4, 2024
LEX-WK-5C729KDQ
FINRA Update on Crypto Asset Activities
Free Writings + Perspectives · August 28, 2024
LEX-WK-SV1XQ6A0
SEC Adopts Amendments To Regulation S-P
Free Writings + Perspectives · May 22, 2024
LEX-WK-KA3NTN2D
MB Microtalk: FINRA Notice on Private Placements – Part 3
Free Writings + Perspectives · May 7, 2024
LEX-WK-8ZY98EN4
MB Microtalk: FINRA Notice on Private Placements – Part 2
Free Writings + Perspectives · May 2, 2024
LEX-WK-QZ7Q0GGE
MB Microtalk: FINRA Notice on Private Placements – Part 1
Free Writings + Perspectives · April 30, 2024
LEX-WK-TDH83RTT
MB Microtalk: SEC Exam Priorities – Part 3
Free Writings + Perspectives · April 25, 2024
LEX-WK-AKTAMPBM
MB Microtalk: SEC Exam Priorities – Part 2
Free Writings + Perspectives · April 23, 2024
LEX-WK-CPANXTF2
MB Microtalk: SEC Exam Priorities – Part 1
Free Writings + Perspectives · April 18, 2024
LEX-WK-C3J67C07
FINRA Publishes 2024 Annual Regulatory Oversight Report
Free Writings + Perspectives · January 18, 2024
LEX-WK-RAGFJB7F
SEC Announces 2024 Exam Priorities
Free Writings + Perspectives · October 23, 2023
LEX-WK-HNWCH5M0
FINRA Releases Updated Guidance for Members Conducting Private Placements
Free Writings + Perspectives · May 30, 2023
LEX-WK-3DNWKZ8G
MB Microtalk: Regulation Best Interest – SEC Observations from Broker-Dealer Examinations
Free Writings + Perspectives · March 23, 2023
LEX-WK-TBHTCVHG
MB Microtalk: FINRA Priorities Letters
Free Writings + Perspectives · February 24, 2023
LEX-WK-QZMPD04C
SEC Adopts Final Rules to Shorten Standard Securities Settlement Cycle From T+2 to T+1
Free Writings + Perspectives · February 21, 2023
LEX-WK-JXAVFWHM
US SEC Announces 2023 Exam Priorities
Free Writings + Perspectives · February 17, 2023
LEX-WK-PWCMGGJC
FINRA Publishes 2023 Report on Its Examination and Risk Monitoring Program
Free Writings + Perspectives · January 23, 2023
LEX-WK-7JF3TW64