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Published works by Patrick Kassen

LEX-AR-8F19XMTS · complete body of work · page 1 of 1 · 3 works

Published works

SEC’s Marketing Rule Updates May Provide Relief for Investment Managers
Financial Services Observer · March 31, 2025
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SEC Collects $390 Million in Latest Crackdown on ‘Off-Channel’ Communications in the Financial Industry
Financial Services Observer · August 16, 2024
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SEC Cracks Down on Marketing Rule Violations: Takeaways for Investment Advisers
Financial Services Observer · August 14, 2024
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