Skip to main content

Published works by E. Andrew Southerling

LEX-AR-CFM3T0WH · complete body of work · page 1 of 1 · 12 works

Published works

SEC Enforcement Speaks in 2026: Enforcement Division Moves “Full Steam Ahead” with Focus on Quality over Quantity, Procedural Fairness, and Targeted Pursuit of Non-Fraud Violations
Subject to Inquiry · April 3, 2026
LEX-WK-EKRKYPBT
Supreme Court Holds That SEC Must Seek Civil Penalties in Federal Court
Subject to Inquiry · July 3, 2024
LEX-WK-B75ET2QX
SEC Speaks 2024: In Defense of Enforcement’s Aggressive Agenda
Subject to Inquiry · April 11, 2024
LEX-WK-HHH3E28Y
SEC Speaks 2022: Ongoing Efforts to Restore Public Trust, Aggressive Enforcement Agenda
Subject to Inquiry · September 28, 2022
LEX-WK-A8EHTKVB
2021 Brought SEC Focus on Crypto Exchanges and Lending Platforms
Subject to Inquiry · January 10, 2022
LEX-WK-5TFYXSDJ
2021 Brought SEC Focus on Crypto Exchanges and Lending Platforms
Consumer FinSights · January 10, 2022
LEX-WK-Y6VM0BV4
The Perils of Global Expansion: World’s Largest Ad Agency Sanctioned $19 Million for FCPA Violations, Insufficient Controls
Subject to Inquiry · October 25, 2021
LEX-WK-THJX3GFW
Congress Affirms and Extends SEC’s Disgorgement Powers
Subject to Inquiry · January 13, 2021
LEX-WK-SCHVX1GN
The SEC Speaks 2020: Enforcement Panel Signals Full Speed Ahead Regardless of the Pandemic
Subject to Inquiry · October 16, 2020
LEX-WK-7DB52BJC
Still Standing: SEC Disgorgement Survives with Limitations
Subject to Inquiry · June 24, 2020
LEX-WK-HEYVSPQN
SEC Enforcement Co-Directors Issue Statement on Insider Trading
Subject to Inquiry · March 25, 2020
LEX-WK-KDMZ5Q4G
COVID-19: Securities Regulators and Industry Associations Issue Coronavirus Guidance and Relief
Subject to Inquiry · March 17, 2020
LEX-WK-H7RY4Q6V