Published works by Maurice R. Gindi

Published works

• Fund Rules Dampened, Not Defanged: SEC’s final private fund rules drop proposed bans on certain activities, but still have bite.

  Cleary Enforcement Watch · September 1, 2023

  LEX-WK-BXP16NMK
• SEC Imposes Significant New Reporting on Advisers in Proposed Amendments to Form PF

  Cleary Enforcement Watch · January 31, 2022

  LEX-WK-P1XX1KW2
• SEC Adopts New Marketing Rule for Investment Advisers

  Cleary Enforcement Watch · December 30, 2020

  LEX-WK-4B8QXSVH