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Published works by Catherine Pluck (UK)

LEX-AR-F41KYCVM · complete body of work · page 1 of 5 · 116 works

Published works

FCA publishes consultation on changes to its Financial Crime Guide
Global Regulation Tomorrow · October 28, 2026
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The Crime and Policing Act 2026: Considerations and practical steps for regulated entities
Global Regulation Tomorrow · July 31, 2026
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New Notice in a Nutshell briefing: FCA fines individuals over £100,000 for insider dealing
Global Regulation Tomorrow · July 31, 2026
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New briefing note: Assertive regulatory supervision – How to get the best outcome and avoid the pitfalls
Global Regulation Tomorrow · July 24, 2026
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New Notice in a Nutshell briefing: FCA fines consulting and engineering company for issuing misleading statements
Global Regulation Tomorrow · July 23, 2026
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FCA publishes Enforcement Watch 2 – Supervising and enforcing the Consumer Duty
Global Regulation Tomorrow · July 10, 2026
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Independent Football Regulator publishes final licensing rules and guidance
Global Regulation Tomorrow · July 1, 2026
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BoE speech – A sea change in regulatory investigations and enforcement
Global Regulation Tomorrow · June 26, 2026
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FCA speech – Beyond the headlines: the unseen fight against financial crime
Global Regulation Tomorrow · June 19, 2026
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FCA publishes consultation paper in relation to its Decision Procedure and Penalties Manual
Global Regulation Tomorrow · June 15, 2026
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FCA letter to Financial Services Regulation Committee on lessons learned from its consultation on publicising more enforcement investigations
Global Regulation Tomorrow · June 12, 2026
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New briefing note: AI and privilege part two, regulatory inquiries and investigations – Key considerations for professional services and financial services firms
Global Regulation Tomorrow · June 2, 2026
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New briefing note: Whistleblowing – Key steps for regulated firms and individuals when considering and handling protected disclosures
Global Regulation Tomorrow · May 28, 2026
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Notice in a nutshell update: FCA fines former chief executive and issues Primary Market Bulletin 62
Global Regulation Tomorrow · May 22, 2026
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New FCA webpage on non-financial misconduct
Global Regulation Tomorrow · March 25, 2026
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Memorandum of Understanding between the FCA and the Independent Football Regulator published
Global Regulation Tomorrow · February 24, 2026
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New briefing note – Naming and shaming continues – learnings for firms from the FCA’s investigation announcement concerning The Claims Protection Agency Limited
Global Regulation Tomorrow · February 19, 2026
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New briefing note – Spotlight on Solicitors Regulation Authority (SRA) Guidance: Part four, 2026 action plan for in-house teams
Global Regulation Tomorrow · February 17, 2026
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Global Regulation Tomorrow Plus: Enforcement update – Notices in a nutshell
Global Regulation Tomorrow · February 5, 2026
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FCA Enforcement Priorities Revealed
Global Regulation Tomorrow · January 30, 2026
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New Notice in a Nutshell briefing: International professional body supervisor censured for failings in anti-money laundering supervision
Global Regulation Tomorrow · January 26, 2026
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New Notice in a Nutshell briefing: Building society fined £44 million for failings in financial crime controls
Global Regulation Tomorrow · January 23, 2026
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What’s next for 2026? New briefing note – Horizon scanning: UK regulatory topics to look out for in 2026
Global Regulation Tomorrow · January 8, 2026
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Merry Christmas and a Happy New Year to our readers
Global Regulation Tomorrow · December 23, 2025
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New briefing note- Horizon scanning: UK regulatory topics to look out for in 2026
Global Regulation Tomorrow · December 23, 2025
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