Each year, registered investment advisers and exempt reporting advisers are required to draft their annual updating amendment and file it within 90 days of their fiscal year end, which in most cases is March 31st.
Responses to all items must
Alcantara Law Firm is a boutique legal practice specializing in cross-border counsel for investment adviser compliance and international reputation protection. The firm provides tailored legal advice and compliance solutions for SEC-registered and state-registered investment advisers, both domestic and international. Key services include SEC examination support, mock examinations, drafting disclosures, policy development, regulatory liaison, and books and records advising. Additionally, Alcantara Law Firm offers expertise in reputation defense, particularly in challenging and correcting INTERPOL Red Notices and other international police alerts that may affect financial professionals. Their work helps clients maintain regulatory standing, protect professional credibility, and navigate complex compliance and reputational challenges in global financial markets.
Each year, registered investment advisers and exempt reporting advisers are required to draft their annual updating amendment and file it within 90 days of their fiscal year end, which in most cases is March 31st.
Responses to all items must…
[The information provided on this website does not, and is not intended to, constitute legal advice; instead, all information, content, and materials available on this site are for general informational purposes only. Information on this site may not constitute the…
On September 6th, the U.S. Securities and Exchange Commission issued a Risk Alert, providing investment advisers with information regarding the Division of Examination’s process by which they select advisers for examination. The Division also included an attachment that mirrors…
Investors seeking EB-5 status in the United States often turn to an attorney specializing in Immigration Law to draft the necessary petitions and disclosure documents. However, it is very important that the attorney also have an understanding of applicable securities…
Investors who wish to acquire permanent residence in the United States may seek such status by applying to the United States Citizenship and Immigration Services agency (“USCIS”) for a foreign investor visa. The U.S. Congress created this immigrant visa category…