Now that 2026 has begun, US public companies with a December 31 fiscal year-end will be working to prepare their annual reports on Form 10-K for filing with the United States Securities and Exchange Commission.
Companies are encouraged not only
Market Edge, published by Troutman Pepper Locke, focuses on developments in capital markets and public company advisory matters. The blog covers topics such as securities regulation, SEC filing requirements and deadlines, shareholder proposal processes, equity financing alternatives including equity lines of credit and at-the-market offerings, corporate governance issues, and sustainability law developments including ESG and climate-related regulations. It provides updates on regulatory changes, compliance strategies, and practical considerations for public companies navigating complex securities transactions and disclosure obligations under SEC, Nasdaq, and NYSE rules.
United States District Judge Christopher Cooper has rejected a post-Jarkesy challenge to the US Securities and Exchange Commission’s (SEC) authority to impose industry bars through administrative proceedings. In Michael Sztrom and David Sztrom v. SEC, District Judge Cooper held that…
President Donald Trump has issued an Executive Order 14366, “Protecting American Investors from Foreign-Owned and Politically-Motivated Proxy Advisors,” which could significantly impact the policies and practices of Institutional Shareholder Services (ISS) and Glass, Lewis & Co. (Glass Lewis), two…
The December issue of our monthly newsletter Horizon looks at five long-term trends in sustainability business law – the evolving crosscurrents and maturing expectations that will shape what’s next for business in 2026:
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The November issue of our monthly newsletter Horizon is now available. Learn more about an array of developments in sustainability law – among them, key decisions emerging from the 2025 United Nations Climate Change Conference (COP30), the Ninth Circuit’s stay…
After the government reopened on November 13, 2025, the United States Securities and Exchange Commission (SEC) issued a statement including questions and answers (Q&A) related to filings made during or after the federal government shutdown. The SEC noted that more…
We are pleased to announce the availability of our calendar showing Securities and Exchange Commission (SEC) filing deadlines and financial statement staleness dates for 2026.
Public companies are encouraged to keep in mind these important deadlines and dates for meeting…