The following law review article relating to securities regulation is now available in paper format:James Britton, Beth Brownstein & Justin Kesselman, Increasing Transfer Security for Securities: Application of the Section 546(e) Safe Harbor to Trust Indentures, 31 Am. Bankr. Inst.
Securities Law Prof Blog
Latest from Securities Law Prof Blog - Page 6
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Thomas M. Madden & Gerlinde Berger-Walliser, Making Sense of ESG with the SEC, 25 U. Pa. J. Bus. L. 927 (2023).Isaac Mamaysky, The Investment Adviser Marketing Rule:…
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Aaron A. Dhir, Sarah Kaplan & Maria Arabella Robles, Corporate Governance and Gender Equality: A Study of Comply-or-Explain Disclosure Regulation, 46 Seattle U. L. Rev. 523 (2023).Caleb N.…
New Securities Law Article in Print
The following law review article relating to securities regulation is now available in paper format:Anna Bailey, Note, Disclosing ESG Matters: Advance Nonfinancial Policy through the SEC, 47 Wm. & Mary Env't L. & Pol'y Rev. 407 (2023).
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Tanner Gattuso, Comment, The Panuwat Snowball: Correlation Does Not Equal Materiality, 72 Cath. U. L. Rev. 415 (2023).Brent J. Horton, Direct Listings and the Weakening of…
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Sierra Anderson, Comment, Criminalizing ESG: A Framework to Hold Corporations Accountable for Incorrect ESG Disclosures, 113 J. Crim. L. & Criminology 174 (2023).Vittoria Battocletti, Luca Enriques…
New Securities Law Article in Print
The following law review article relating to securities regulation is now available in paper format:Wulf A. Kaal & Hayley A. Howe, Custody of Digital Assets, 63 Jurimetrics 169 (2023).
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Miriam H. Baer, Corporate Compliance's Achilles Heel, 78 Bus. Law. 791 (2023).Stephen M. Bainbridge, Sarbanes-Oxley § 404 at Twenty, 78 Bus. Law. 647 (2023).Alina Ball, Social Enterprise…
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Mitchell Carlson, Note, (Private) Market Mania: Assessing the Impact of Private Market Booms on Venture Capital-Backed Startup Governance, 19 Hastings Bus. L.J. 199 (2023).Lawrence A. Cunningham, Who…
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Paul Andersen, Comment, Will the FTX Collapse Finally Force U.S. Policymakers to Wake Up?: Regulatory Solutions for Cryptocurrency Tokens Not Classified as Securities under the Supreme…