The following law review articles relating to securities regulation are now available in paper format:Eric Guenther, Comment, The Absurd Pandemonium Surrounding SPACs: An Argument in Favor of Legislative and Judicial Restraint, 72 DePaul L. Rev. 83 (2022).Randy L. Koonce, Note, Into the
Securities Law Prof Blog
Latest from Securities Law Prof Blog - Page 8
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Pangyue Cheng, Institutional Investors in China: Problems and Prospects, 2022 Colum. Bus. L. Rev. 664 (2022).Jennifer S. Fan, Nontraditional Investors, 48 BYU L. Rev. 463 (2022).Alex Forehand,…
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Jo-An Chen, Note, Choosing to "Look Up": The Case for a Single, Mandated Climate Change Disclosure Framework, 64 B.C. L. Rev. 179 (2023).Jill E. Fisch, Gamestop and the…
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Christian A. Lobello, Comment, Which Way to Wall Street?: Why the Only Solution to Congressional Insider Trading Regulation Is an Outright Ban, 97 Tul. L. Rev. 127 (2022).Taylor…
Madden & Berger-Walliser on ESG
Thomas M. Madden and Gerlinde Berger-Walliser have posted Making Sense of ESG with the SEC on SSRN with the following abstract:To debate at present whether public corporation Environmental, Social, and Governance (ESG) reporting is important or necessary or whether it…
Madden on Executive Compensation
Thomas M. Madden has posted Regulating Financial Sector Incentive Compensation a Decade after Dodd-Frank on SSRN with the following abstract:This article ushers three normative arguments grounded in justice theory leading to the recommendation of key reforms of financial sector incentive…
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Patrick M. Corrigan, Does an Initial Public Offering (IPO) Issuer's Securities and Exchange Commission Registration Fee Calculation Method Predict Pricing Revisions and IPO Underpricing?, 19 J.…
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Abraham J.B. Cable, Regulating Democratized Investing, 83 Ohio St. L.J. 671 (2022).Carol R. Goforth, Regulation by Enforcement: Problems with the SEC's Approach to Cryptoasset Regulation, 82 Md. L. Rev. 107…
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Gilbert J. Bradshaw, Cullen Smythe, Frank Morgan & Brittany Phelan, Finders but Not Keepers: The Regulation of Unlicensed Finders in Small Private Capital Raises, 19 N.Y.U. J.L. &…
New Securities Law Articles in Print
The following law review articles relating to securities regulation are now available in paper format:Kendall Savage Dunne, Comment, A Rising Tide: Exploring the Viability of Pursuing Climate Change Accountability through Securities Fraud Litigation, 127 Penn St. L. Rev. 299 (2022).Jennifer O'Hare, Corporate…