Statute
Regulation A+
150 published works
Cleary Securities, Disclosure, and Governance Watch
SEC Updates C&DI Guidance: January and February 2026 Roundup – Part 3
In January and February 2026, the SEC's Division of Corporation Finance (Corp Fin) issued, revised, and withdrew several C&DIs addressing corporate transactions and capital markets practices. The full set of…
Free Writings + Perspectives
SEC Staff Issues More CDIs on Exempt Offerings
By Liz Walsh
In the second update to the Securities and Exchange Commission’s Division of Corporation Finance’s Compliance and Disclosure Interpretations in less than a week, on February 17, 2026, the Staff turned…
Free Writings + Perspectives
SEC Continues Focus on Regulation A
By Liz Walsh
In what may be indicative of the Securities and Exchange Commission’s renewed focus on small business capital formation, one of the topics that the staff (the “Staff”) of the Commission’s…
The Securities Law Blog
SEC Small Business Advisory Committee to Discuss Regulatory Framework for Finders and Continue Exploring Regulation A
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a meeting at the SEC Headquarters in Washington D.C on Tuesday, July 22, 2025…
Public Company Advisory Blog
Amidst SEC’s Review of Regulation A, the SEC Staff Grants Reporting Obligations Relief
On June 30, 2025, the SEC staff struck the right balance with its no-action letter granting relief to BirchBioMed, Inc. from the requirement to file an annual report on Form…
The D&O Diary
Guest Post: GoFundMe Securities
Sarah Abrams For a variety of reasons, alternative fundraising vehicles are currently gaining in popularity. In the following guest post, Sarah Abrams, Head of Claims Baleen Specialty, a division of…
Free Writings + Perspectives
SEC Releases Data on Regulation A and Regulation Crowdfunding Offerings
By Carlos E. Juarez, Liz Walsh
On May 28, 2025, the U.S. Securities and Exchange Commission (the “SEC”) released several reports produced by its Division of Economic and Risk Analysis (“DERA”) detailing data and statistics regarding…
The Securities Law Blog
SEC Publishes Data on Regulation A, Crowdfunding Offerings, and Private Fund Beneficial Ownership Concentration
The Securities and Exchange Commission’s Division of Economic and Risk Analysis has published three new reports that provide the public with information on capital formation and beneficial ownership of qualifying…
Free Writings + Perspectives
SEC Small Business Advisory Committee to Consider the Market Impact and Challenges of Regulation A
By Anna T. Pinedo, Carlos E. Juarez
The Securities and Exchange Commission’s (SEC) Small Business Capital Formation Advisory Committee (the “Committee”) will meet on May 6, 2025 to consider the market impact and challenges associated with Regulation…
The Securities Law Blog
SEC Small Business Advisory Committee to Explore Regulation A
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that its meeting on Tuesday, May 6, 2025, will focus on the practical market considerations and regulatory challenges…