Statute
Regulation N
5 published works
The Securities Law Blog
SEC Adopts Rules to Amend Minimum Pricing Increments and Access Fee Caps and to Enhance the Transparency of Better Priced Orders
The Securities and Exchange Commission today adopted amendments to certain rules under Regulation NMS to adopt an additional minimum pricing increment, or “tick size,” for the quoting of certain NMS…
Consumer Finance Monitor
CFPB Enters Into Consent Order With Reverse Mortgage Lender and Broker
The CFPB recently entered into a consent order with Nationwide Equities Corporation (Nationwide), which the CFPB refers to as a mortgage broker and mortgage lender that primarily provides jumbo reverse mortgage…
Subject to Inquiry
CFPB Continues Focus on Mortgage Lender Advertising
Last week, the CFPB announced an enforcement action against RMK Financial Corporation d/b/a Majestic Home Loans (RMK) related to deceptive mortgage advertising practices. This enforcement action is the most recent…
Consumer Finance Monitor
CFPB takes action on misleading advertisements
By Ryan J. Richardson, Richard J. Andreano, Jr.
Late last week, on February 12, the CFPB announced actions against three mortgage companies for alleged violations of Regulation N, the Mortgage Acts and Practices Advertising Rule. Among other restrictions,…
Ad Law Access
FTC & CFPB Announce Partnership to Warn and Investigate Mortgage Advertisers
On Monday, the Federal Trade Commission ("FTC") announced that it had, in partnership with the Consumer Financial Protection Bureau ("CFPB"), sent warning letters to 20 real estate agents, home builders,…